Community resilience to climate change in vulnerable urban settlements: the case of Monte Sinai, Ecuador.
DOI:
https://doi.org/10.18779/cyt.v19i1.1099Keywords:
environmental governance, urban development, informal settlements, citizen participationAbstract
Monte Sinaí, a low-income urban area located in Guayaquil, is highly exposed to environmental risks exacerbated by disorderly growth, lack of basic services, and weak institutional response. Given this scenario, the present research aims to assess the level of community resilience to climate change, with an emphasis on local adaptation capacities, social participation, and environmental governance conditions. The study was conducted in 2025 using a qualitative-descriptive approach, employing documentary analysis of official sources, technical reports, statistical data, and scientific literature, complemented by a territorial analysis matrix. The results show that the community lacks effective mechanisms to sustainably address the impacts of climate change. There are only isolated initiatives in the sector, mainly due to poor coordination between local actors, limited environmental knowledge, and structural limitations in public services. Key factors affecting the population's response capacity were identified, such as the informality of the settlement, legal uncertainty regarding land ownership, and the absence of participatory planning. Climate resilience in vulnerable sectors such as Monte Sinaí needs to be strengthened through technical interventions and a transformation in the way communities participate in environmental decision-making. It is recommended that priority be given to local environmental governance strategies that integrate education, basic infrastructure improvements, and inter-institutional coordination.
Downloads
References
Acosta-España, J. D., Romero-Álvarez, D., Luna, C., y Rodríguez-Morales, A. J. (2024). Infectious disease outbreaks in the wake of natural flood disasters: Global patterns and local implications. Le Infezioni in Medicina, 32(4), 451–462. https://www.infezmed.it/media/journal/Vol_32_4_2024_4.pdf
Alatorre, J. E., Peres Núñez, W., Bárcena Ibarra, A., y Samaniego, J. (2020). La emergencia del cambio climático en América Latina y el Caribe: ¿Seguimos esperando la catástrofe o pasamos a la acción?. CEPAL.
Banco de Desarrollo de América Latina y el Caribe [CAF]. (2024). EXPOST Informe de evaluación 2024: programa integral de obras viales y de agua potable en zonas densamente pobladas de guayaquil, fase V. https://www.caf.com/media/4672711/eval-expost-ecuador-obras-viales-y-de-agua-potable.pdf
Benites-Lazaro, L. L., y Mello-Théry, N. A. (2019). Empowering communities? Local stakeholders’ participation in the Clean Development Mechanism in Latin America. World Development, 114, 254–266. https://doi.org/10.1016/j.worlddev.2018.10.005
Bowen, G. A. (2009). Document analysis as a qualitative research method. Qualitative Research Journal, 9(2), 27–40. https://www.emerald.com/qrj/article-abstract/9/2/27/360733/Document-Analysis-as-a-Qualitative-Research-Method?redirectedFrom=fulltext
Deshpande, T., Michael, K., y Bhaskara, K. (2019). Barriers and enablers of local adaptive measures: a case study of Bengaluru’s informal settlement dwellers. Local Environment, 24(3), 167–179. https://doi.org/10.1080/13549839.2018.1555578
Delgado-Bohórquez, A. (2020). Hábitat accesible. Desarrollo de modelos conceptuales urbano-habitacionales. Revista de Arquitectura (Bogotá), 22(7), 24–36. https://revistadearquitectura.ucatolica.edu.co/article/view/3143/3215?utm_source=
Emmerling, J., Andreoni, P., Charalampidis, I., Dasgupta, S., Dennig, F., Feindt, S., Fragkiadakis, D., Fragkos, P., Fujimori, S., Gilli, M., Grottera, C., Guivarch, C., Kornek, U., Kriegler, E., Malerba, D., Marangoni, G., Méjean, A., Nijsse, F., Piontek, F., … Tavoni, M. (2024). A multi-model assessment of inequality and climate change. Nature Climate Change, 14(12), 1254–1260. https://doi.org/10.1038/s41558-024-02151-7
Phraknoi, N., Sutanto, J., Hu, Y., Goh, Y. S., y Lee, C. E. C. (2023). Older people’s needs in urban disaster response: A systematic literature review. International Journal of Disaster Risk Reduction, 96, 103809. https://doi.org/10.1016/j.ijdrr.2023.103809
Fondo de las Naciones Unidas para la Infancia [UNICEF]. (2021). Adolescentes y jóvenes contra el cambio climático. https://www.unicef.org/ecuador/adolescentes-y-j%C3%B3venes-contra-el-cambio-clim%C3%A1tico
Hidalgo-Crespo, J., Amaya-Rivas, J. L., Ribeiro, I., Soto, M., Riel, A., y Zwolinski, P. (2023). Informal waste pickers in Guayaquil: Recycling rates, environmental benefits, main barriers, and troubles. Heliyon, 9(9), e19775.
https://doi.org/10.1016/j.heliyon.2023.e19775
Hugo, J. M. (2023). Heat stress: Adaptation measures in South African informal settlements. Buildings and Cities, 4(1), 55–73. https://doi.org/10.5334/bc.269
Hussainzad, E.A., y Gou, Z., (2024). Climate risk and vulnerability assessment in informal settlements of the Global South: A critical review. Land, 13(9), 1357. https://doi.org/10.3390/land13091357
Hügel, S., y Davies, A. R. (2020). Public participation, engagement, and climate change adaptation: A review of the research literature. WIREs Climate Change, 11(4), e645. https://wires.onlinelibrary.wiley.com/doi/10.1002/wcc.645
Instituto Nacional de Estadística y Censos [INEC]. (2022). Información ambiental en hogares 2022. https://www.ecuadorencifras.gob.ec/informacion-ambiental-en-hogares-2022/
Gonzalez García, O., y Ortiz Granados, V. (2025). Integración de saberes ancestrales y conocimientos previos para el uso de la restauración ecológica como herramienta de educación ambiental en la comunidad indígena de Coemaní en el municipio de Solano, departamento de Caquetá. Ciencia Latina Revista Científica Multidisciplinar, 8(6), 10508–10539. https://doi.org/10.37811/cl_rcm.v8i6.15764
Grupo Intergubernamental sobre Cambio Climático [IPCC]. (2022). Climate Change 2022: Impacts, Adaptation and Vulnerability (WGII AR6). https://www.ipcc.ch/report/ar6/wg2/
Parsons, M., Godden, N. J., Henrique, K. P., Tschakert, P., Gonda, N., Atkins, E., Steen, K., y Crease, R. P. (2025). Participatory approaches to climate adaptation, resilience, and mitigation: A systematic review. Ambio. https://link.springer.com/article/10.1007/s13280-025-02202-z
Portalanza, D., Torres, M., Rosso, F., Zuluaga, C. F., Durigon, A., Horgan, F. G., Álava, E., y Ferraz, S. (2024). Climate variability and change in Ecuador: dynamic downscaling of regional projections with RegCM4 and HadGEM2-ES for informed adaptation strategies. Frontiers in Climate, 6. https://doi.org/10.3389/fclim.2024.1344868
Santamaría Ramos, J. A., y Madariaga Orozco, C. A. (2019). La participación ciudadana en los procesos de innovación social de las fundaciones de cuarta generación en la ciudad de Barranquilla. Revista Virtual Universidad Católica del Norte, (56), 126–140. https://revistavirtual.ucn.edu.co/index.php/RevistaUCN/article/view/1041
Sharifi, A. (2023). Resilience of urban social-ecological-technological systems (SETS): A review. Sustainable Cities and Society, 99, 104910.
https://www.sciencedirect.com/science/article/pii/S2210670723005218?via%3Dihub
Sutley, E. J., y Lyles, L. W. (2023). Theory of change: Community engagement as an intervention to create disaster resilience. Frontiers in Built Environment, 9, 1172659. https://www.frontiersin.org/journals/built-environment/articles/10.3389/fbuil.2023.1172659/full
Matamoros, D., Arias-Hidalgo, M., Cornejo-Rodríguez, M. d. P., y Borbor-Cordova, M. J. (2020). Hydrodynamic analysis of a stormwater system, under data scarcity, for decision-making process: The Durán case study (Ecuador). Sustainability, 12(24), 10541. https://doi.org/10.3390/su122410541
McEvoy, S., van de Ven, F. H. M., Garcés Santander, A., y Slinger, J. H. (2019). The influence of context on the use and added value of Planning Support Systems in workshops: An exploratory case study of climate adaptation planning in Guayaquil, Ecuador. Computers, Environment and Urban Systems, 77, 101353. https://doi.org/10.1016/j.compenvurbsys.2019.101353
Ministerio de Agricultura y Ganadería [MAG]. (2023). Boletín de precipitación y temperatura: Marzo 2023.
Ministerio de Salud Pública del Ecuador [MSP]. (2023). Enfermedades transmitidas por vectores. https://www.salud.gob.ec/wp-content/uploads/2023/02/Gaceta-SE-3_2023.pdf
Ministerio de Transporte y Obras Públicas [MTOP]. (2019). Rehabilitación de la vía de acceso al hospital de Monte Sinaí. https://www.obraspublicas.gob.ec/wp-content/uploads/downloads/2020/02/LOTAIP_2_Monte-Sinai.pdf
Minuchin, L. (2021). Prefigurative urbanization: Politics through infrastructural repertoires in Guayaquil. Political Geography, 85, 102316. https://doi.org/10.1016/j.polgeo.2020.102316
Moran Parrales, R. G. (2023). Diseño de proyecto de fortalecimiento de capacidades con relación a buenas prácticas ambientales para la mitigación y adaptación al cambio climático en Monte Sinaí, provincia del Guayas [Tesis de maestría, ESPAE-ESPOL]. https://www.dspace.espol.edu.ec/handle/123456789/62582
Municipio de Guayaquil. (2014). Guía de organización multinivel para la reducción de riesgos a desastres en contextos urbanos, con enfoque basado en derechos. https://www.guayaquil.gob.ec/wp-content/uploads/2021/01/guia-multinivel-diagramado.pdf
Municipio de Guayaquil. (2019). Sistematización de la experiencia de Guayaquil dentro de la campaña mundial “Desarrollando ciudades resilientes: ¡mi ciudad se está preparando!”. https://documentos.guayaquil.gob.ec/GER-Documentos%20Varios/Ciudad%20Resilente.pdf
Naciones Unidas. (2023). Los 17 Objetivos de Desarrollo Sostenible. https://sdgs.un.org/es/goals
Núñez Collado, J. R., y Wang, H. H. (2020). Slum upgrading and climate change adaptation and mitigation: Lessons from Latin America. Cities, 104, 102791. https://www.sciencedirect.com/science/article/abs/pii/S0264275119301040?via%3Dihub
Rivero-Villar, A., y Vieyra Medrano, A. (2022). Governance for urban resilience in popular settlements in developing countries: A case-study review. Climate and Development, 14(3), 208–221. https://www.tandfonline.com/doi/full/10.1080/17565529.2021.1906203
Satterthwaite, D., Archer, D., Colenbrander, S., Dodman, D., Hardoy, J., Mitlin, D., y Patel, S. (2020). Building resilience to climate change in informal settlements. One Earth, 2(2), 143–156. https://doi.org/10.1016/j.oneear.2020.02.002
Tauzer, E., Borbor-Cordova, M. J., Mendoza, J., De La Cuadra, T., Cunalata, J., y Stewart-Ibarra, A. M. (2019). A participatory community case study of periurban coastal flood vulnerability in southern Ecuador. PLOS ONE, 14(10), e0224171. https://doi.org/10.1371/journal.pone.0224171
Vergara-Perucich, F., y Arias-Loyola, M. (2020). Community mapping with a public participation geographic information system in informal settlements. Geographical Research, 59(2), 268-284. https://onlinelibrary.wiley.com/doi/10.1111/1745-5871.12458
Published
How to Cite
Issue
Section
License
Copyright (c) 2026 Romina Morán Parrales

This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License.
Licensing Agreement
This journal provides free access to its content through its website following the principle that making research available free of charge to the public supports a larger exchange of global knowledge.
Web content of the journal is distributed under a Attribution-NonCommercial-ShareAlike 4.0 International.
Authors may adopt other non-exclusive license agreements for the distribution of the version of the published work, provided that the initial publication in this journal is indicated. Authors are allowed and recommended to disseminate their work through the internet before and during the submission process, which can produce interesting exchanges and increase citations of the published work.

