Community resilience to climate change in vulnerable urban settlements: the case of Monte Sinai, Ecuador.

Authors

DOI:

https://doi.org/10.18779/cyt.v19i1.1099

Keywords:

environmental governance, urban development, informal settlements, citizen participation

Abstract

Monte Sinaí, a low-income urban area located in Guayaquil, is highly exposed to environmental risks exacerbated by disorderly growth, lack of basic services, and weak institutional response. Given this scenario, the present research aims to assess the level of community resilience to climate change, with an emphasis on local adaptation capacities, social participation, and environmental governance conditions. The study was conducted in 2025 using a qualitative-descriptive approach, employing documentary analysis of official sources, technical reports, statistical data, and scientific literature, complemented by a territorial analysis matrix. The results show that the community lacks effective mechanisms to sustainably address the impacts of climate change. There are only isolated initiatives in the sector, mainly due to poor coordination between local actors, limited environmental knowledge, and structural limitations in public services. Key factors affecting the population's response capacity were identified, such as the informality of the settlement, legal uncertainty regarding land ownership, and the absence of participatory planning. Climate resilience in vulnerable sectors such as Monte Sinaí needs to be strengthened through technical interventions and a transformation in the way communities participate in environmental decision-making. It is recommended that priority be given to local environmental governance strategies that integrate education, basic infrastructure improvements, and inter-institutional coordination.

Downloads

Download data is not yet available.

References

Acosta-España, J. D., Romero-Álvarez, D., Luna, C., y Rodríguez-Morales, A. J. (2024). Infectious disease outbreaks in the wake of natural flood disasters: Global patterns and local implications. Le Infezioni in Medicina, 32(4), 451–462. https://www.infezmed.it/media/journal/Vol_32_4_2024_4.pdf

Alatorre, J. E., Peres Núñez, W., Bárcena Ibarra, A., y Samaniego, J. (2020). La emergencia del cambio climático en América Latina y el Caribe: ¿Seguimos esperando la catástrofe o pasamos a la acción?. CEPAL.

https://www.cepal.org/es/publicaciones/45677-la-emergencia-cambio-climatico-america-latina-caribe-seguimos-esperando-la?utm_source=

Banco de Desarrollo de América Latina y el Caribe [CAF]. (2024). EXPOST Informe de evaluación 2024: programa integral de obras viales y de agua potable en zonas densamente pobladas de guayaquil, fase V. https://www.caf.com/media/4672711/eval-expost-ecuador-obras-viales-y-de-agua-potable.pdf

Benites-Lazaro, L. L., y Mello-Théry, N. A. (2019). Empowering communities? Local stakeholders’ participation in the Clean Development Mechanism in Latin America. World Development, 114, 254–266. https://doi.org/10.1016/j.worlddev.2018.10.005

Bowen, G. A. (2009). Document analysis as a qualitative research method. Qualitative Research Journal, 9(2), 27–40. https://www.emerald.com/qrj/article-abstract/9/2/27/360733/Document-Analysis-as-a-Qualitative-Research-Method?redirectedFrom=fulltext

Deshpande, T., Michael, K., y Bhaskara, K. (2019). Barriers and enablers of local adaptive measures: a case study of Bengaluru’s informal settlement dwellers. Local Environment, 24(3), 167–179. https://doi.org/10.1080/13549839.2018.1555578

Delgado-Bohórquez, A. (2020). Hábitat accesible. Desarrollo de modelos conceptuales urbano-habitacionales. Revista de Arquitectura (Bogotá), 22(7), 24–36. https://revistadearquitectura.ucatolica.edu.co/article/view/3143/3215?utm_source=

Emmerling, J., Andreoni, P., Charalampidis, I., Dasgupta, S., Dennig, F., Feindt, S., Fragkiadakis, D., Fragkos, P., Fujimori, S., Gilli, M., Grottera, C., Guivarch, C., Kornek, U., Kriegler, E., Malerba, D., Marangoni, G., Méjean, A., Nijsse, F., Piontek, F., … Tavoni, M. (2024). A multi-model assessment of inequality and climate change. Nature Climate Change, 14(12), 1254–1260. https://doi.org/10.1038/s41558-024-02151-7

Phraknoi, N., Sutanto, J., Hu, Y., Goh, Y. S., y Lee, C. E. C. (2023). Older people’s needs in urban disaster response: A systematic literature review. International Journal of Disaster Risk Reduction, 96, 103809. https://doi.org/10.1016/j.ijdrr.2023.103809

Fondo de las Naciones Unidas para la Infancia [UNICEF]. (2021). Adolescentes y jóvenes contra el cambio climático. https://www.unicef.org/ecuador/adolescentes-y-j%C3%B3venes-contra-el-cambio-clim%C3%A1tico

Hidalgo-Crespo, J., Amaya-Rivas, J. L., Ribeiro, I., Soto, M., Riel, A., y Zwolinski, P. (2023). Informal waste pickers in Guayaquil: Recycling rates, environmental benefits, main barriers, and troubles. Heliyon, 9(9), e19775.

https://doi.org/10.1016/j.heliyon.2023.e19775

Hugo, J. M. (2023). Heat stress: Adaptation measures in South African informal settlements. Buildings and Cities, 4(1), 55–73. https://doi.org/10.5334/bc.269

Hussainzad, E.A., y Gou, Z., (2024). Climate risk and vulnerability assessment in informal settlements of the Global South: A critical review. Land, 13(9), 1357. https://doi.org/10.3390/land13091357

Hügel, S., y Davies, A. R. (2020). Public participation, engagement, and climate change adaptation: A review of the research literature. WIREs Climate Change, 11(4), e645. https://wires.onlinelibrary.wiley.com/doi/10.1002/wcc.645

Instituto Nacional de Estadística y Censos [INEC]. (2022). Información ambiental en hogares 2022. https://www.ecuadorencifras.gob.ec/informacion-ambiental-en-hogares-2022/

Gonzalez García, O., y Ortiz Granados, V. (2025). Integración de saberes ancestrales y conocimientos previos para el uso de la restauración ecológica como herramienta de educación ambiental en la comunidad indígena de Coemaní en el municipio de Solano, departamento de Caquetá. Ciencia Latina Revista Científica Multidisciplinar, 8(6), 10508–10539. https://doi.org/10.37811/cl_rcm.v8i6.15764

Grupo Intergubernamental sobre Cambio Climático [IPCC]. (2022). Climate Change 2022: Impacts, Adaptation and Vulnerability (WGII AR6). https://www.ipcc.ch/report/ar6/wg2/

Parsons, M., Godden, N. J., Henrique, K. P., Tschakert, P., Gonda, N., Atkins, E., Steen, K., y Crease, R. P. (2025). Participatory approaches to climate adaptation, resilience, and mitigation: A systematic review. Ambio. https://link.springer.com/article/10.1007/s13280-025-02202-z

Portalanza, D., Torres, M., Rosso, F., Zuluaga, C. F., Durigon, A., Horgan, F. G., Álava, E., y Ferraz, S. (2024). Climate variability and change in Ecuador: dynamic downscaling of regional projections with RegCM4 and HadGEM2-ES for informed adaptation strategies. Frontiers in Climate, 6. https://doi.org/10.3389/fclim.2024.1344868

Santamaría Ramos, J. A., y Madariaga Orozco, C. A. (2019). La participación ciudadana en los procesos de innovación social de las fundaciones de cuarta generación en la ciudad de Barranquilla. Revista Virtual Universidad Católica del Norte, (56), 126–140. https://revistavirtual.ucn.edu.co/index.php/RevistaUCN/article/view/1041

Sharifi, A. (2023). Resilience of urban social-ecological-technological systems (SETS): A review. Sustainable Cities and Society, 99, 104910.

https://www.sciencedirect.com/science/article/pii/S2210670723005218?via%3Dihub

Sutley, E. J., y Lyles, L. W. (2023). Theory of change: Community engagement as an intervention to create disaster resilience. Frontiers in Built Environment, 9, 1172659. https://www.frontiersin.org/journals/built-environment/articles/10.3389/fbuil.2023.1172659/full

Matamoros, D., Arias-Hidalgo, M., Cornejo-Rodríguez, M. d. P., y Borbor-Cordova, M. J. (2020). Hydrodynamic analysis of a stormwater system, under data scarcity, for decision-making process: The Durán case study (Ecuador). Sustainability, 12(24), 10541. https://doi.org/10.3390/su122410541

McEvoy, S., van de Ven, F. H. M., Garcés Santander, A., y Slinger, J. H. (2019). The influence of context on the use and added value of Planning Support Systems in workshops: An exploratory case study of climate adaptation planning in Guayaquil, Ecuador. Computers, Environment and Urban Systems, 77, 101353. https://doi.org/10.1016/j.compenvurbsys.2019.101353

Ministerio de Agricultura y Ganadería [MAG]. (2023). Boletín de precipitación y temperatura: Marzo 2023.

https://goo.su/hvCC

Ministerio de Salud Pública del Ecuador [MSP]. (2023). Enfermedades transmitidas por vectores. https://www.salud.gob.ec/wp-content/uploads/2023/02/Gaceta-SE-3_2023.pdf

Ministerio de Transporte y Obras Públicas [MTOP]. (2019). Rehabilitación de la vía de acceso al hospital de Monte Sinaí. https://www.obraspublicas.gob.ec/wp-content/uploads/downloads/2020/02/LOTAIP_2_Monte-Sinai.pdf

Minuchin, L. (2021). Prefigurative urbanization: Politics through infrastructural repertoires in Guayaquil. Political Geography, 85, 102316. https://doi.org/10.1016/j.polgeo.2020.102316

Moran Parrales, R. G. (2023). Diseño de proyecto de fortalecimiento de capacidades con relación a buenas prácticas ambientales para la mitigación y adaptación al cambio climático en Monte Sinaí, provincia del Guayas [Tesis de maestría, ESPAE-ESPOL]. https://www.dspace.espol.edu.ec/handle/123456789/62582

Municipio de Guayaquil. (2014). Guía de organización multinivel para la reducción de riesgos a desastres en contextos urbanos, con enfoque basado en derechos. https://www.guayaquil.gob.ec/wp-content/uploads/2021/01/guia-multinivel-diagramado.pdf

Municipio de Guayaquil. (2019). Sistematización de la experiencia de Guayaquil dentro de la campaña mundial “Desarrollando ciudades resilientes: ¡mi ciudad se está preparando!”. https://documentos.guayaquil.gob.ec/GER-Documentos%20Varios/Ciudad%20Resilente.pdf

Naciones Unidas. (2023). Los 17 Objetivos de Desarrollo Sostenible. https://sdgs.un.org/es/goals

Núñez Collado, J. R., y Wang, H. H. (2020). Slum upgrading and climate change adaptation and mitigation: Lessons from Latin America. Cities, 104, 102791. https://www.sciencedirect.com/science/article/abs/pii/S0264275119301040?via%3Dihub

Rivero-Villar, A., y Vieyra Medrano, A. (2022). Governance for urban resilience in popular settlements in developing countries: A case-study review. Climate and Development, 14(3), 208–221. https://www.tandfonline.com/doi/full/10.1080/17565529.2021.1906203

Satterthwaite, D., Archer, D., Colenbrander, S., Dodman, D., Hardoy, J., Mitlin, D., y Patel, S. (2020). Building resilience to climate change in informal settlements. One Earth, 2(2), 143–156. https://doi.org/10.1016/j.oneear.2020.02.002

Tauzer, E., Borbor-Cordova, M. J., Mendoza, J., De La Cuadra, T., Cunalata, J., y Stewart-Ibarra, A. M. (2019). A participatory community case study of periurban coastal flood vulnerability in southern Ecuador. PLOS ONE, 14(10), e0224171. https://doi.org/10.1371/journal.pone.0224171

Vergara-Perucich, F., y Arias-Loyola, M. (2020). Community mapping with a public participation geographic information system in informal settlements. Geographical Research, 59(2), 268-284. https://onlinelibrary.wiley.com/doi/10.1111/1745-5871.12458

Published

2026-01-12

How to Cite

Morán Parrales, R. (2026). Community resilience to climate change in vulnerable urban settlements: the case of Monte Sinai, Ecuador. Ciencia Y Tecnología, 19(1), 40–49. https://doi.org/10.18779/cyt.v19i1.1099